3(16) Fiduciary Administration
Client transfers fiduciary responsibilities to the firm to reduce fiduciary risk and maintain ERISA compliance under its certified fiduciary roles.
Ask about this →Independent fiduciary serving employers nationwide with retirement plan administration to reduce fiduciary risk and ensure ERISA compliance.
Outsources retirement plan governance and administration so employers can reduce compliance workload and clarify fiduciary responsibilities.
Services
Client transfers fiduciary responsibilities to the firm to reduce fiduciary risk and maintain ERISA compliance under its certified fiduciary roles.
Ask about this →Client receives a review of plan operations and documentation to identify fiduciary exposures and ERISA compliance gaps.
Ask about this →Client obtains benchmarking of plan fees and design to inform fiduciary decision-making.
Ask about this →Client gets audit preparation and support to address findings and preserve ERISA compliance.
Ask about this →Client delegates administration and compliance oversight of cash balance plans to the firm to mitigate fiduciary risk.
Ask about this →Client receives participant-facing administration and service handling to reduce employer plan administration burden.
Ask about this →Client gains advisor-facing support and resources to coordinate plan governance and administration.
Ask about this →Fit
Independent fiduciary expertise backed by 3(16) and 402(a) fiduciary certifications. The firm uses a compliance-focused, risk-reduction approach to retirement plan administration, routinely engaged to shift fiduciary liability from employers and keep plans aligned with ERISA. Buyers hire them to reduce fiduciary exposure and simplify plan governance, citing the firm's certified fiduciary roles as the primary proof of capability.
All sources checked 19 Sep 2026.
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